Quiz: S02E10 - OCIO Part 2

What was the colour?

Green
Black
Orange
White

What was the number?

Two
Five
Six
Nine

What type of non-public security do Steve and Jason discuss?

Private Placement
Land Banking
Offering Memorandum
Gold Bullion

Which business model did Steve identify as his target market?

Insurance only advisors
Fee-only financial planners
IIROC registered reps
MFDA registered reps

Who did Steve suggest has KYC responsibility?

The advisor only
The portfolio manager only
Both the advisor and the portfolio manager
The advisor’s parent firm

Quiz Instructions

If you are already a BCC subscriber, just enter the email you used for registration below and click "Print Certificate." Alberta agents, please don't forget to enter your CIPR number, it is required on your certificate.
If you are not yet signed up, simply click the "Subscribe" button, enter a few details, and then you can print your certificate.
Subscribe
Email:

CIPR: